Cheng, Peter Dien Leung 鄭典良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Austen Capital Management Limited | RO | Advising on securities | 2011-02-15 | 2011-08-15 | RO | Asset management | 2011-02-15 | 2011-08-15 |
| 2 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2021-03-15 | Rep | Dealing in securities | 2021-03-15 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-06-01 | 2010-11-19 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-08-20 | 2010-11-19 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-02-25 | 2010-08-20 |
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