Kwok, Yui Kwong 郭銳光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | Dealing in securities | 2003-11-27 | 2006-06-18 |
| 2 | FT Securities Limited | Rep | Dealing in securities | 2006-06-22 | 2010-02-04 | Rep | Advising on futures contracts | 2009-06-19 | 2010-02-04 | Rep | Dealing in futures contracts | 2009-06-19 | 2010-02-04 |
| 3 | QUAM FUTURES LIMITED | Rep | Advising on futures contracts | 2003-11-18 | Rep | Asset management | 2003-11-18 | Rep | Dealing in futures contracts | 2003-11-25 |
| 4 | Quam Securities Limited | Rep | Advising on corporate finance | 2003-11-18 | Rep | Advising on securities | 2003-11-18 | Rep | Asset management | 2003-11-18 | Rep | Dealing in securities | 2003-11-25 |
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