Cheng, Chih-Hsiung 鄭智雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Advising on securities | 2016-05-23 | 2016-06-04 | Rep | Dealing in securities | 2016-05-23 | 2016-06-04 |
| 2 | Beevest Securities Limited | Rep | Advising on securities | 2004-05-17 | Rep | Asset management | 2004-05-17 | Rep | Advising on corporate finance | 2004-08-05 | Rep | Dealing in securities | 2004-08-05 |
| 3 | CGS International Securities Hong Kong Limited | Rep | Advising on securities | 2018-11-06 | 2018-12-27 | Rep | Dealing in securities | 2018-11-06 | 2018-12-27 | RO | Advising on securities | 2018-12-27 | 2019-11-28 | RO | Dealing in securities | 2018-12-27 | 2019-11-28 |
| 4 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2004-12-16 | 2005-02-23 | Rep | Dealing in securities | 2006-08-21 | 2007-11-04 |
| 5 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2004-12-16 | 2005-02-23 | Rep | Dealing in futures contracts | 2004-12-23 | 2005-02-23 | Rep | Dealing in securities | 2006-08-21 | 2007-11-04 |
| 6 | Equities First Holdings Hong Kong Limited | Rep | Dealing in securities | 2020-02-26 | 2020-11-05 | RO | Dealing in securities | 2020-11-05 | 2021-06-09 |
| 7 | KGI ASIA LIMITED | Rep | Advising on securities | 2011-11-28 | 2016-04-07 | Rep | Dealing in securities | 2011-11-28 | 2016-04-07 | RO | Advising on securities | 2016-04-07 | 2016-05-15 | RO | Dealing in securities | 2016-04-07 | 2016-05-15 |
| 8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-11-29 | 2016-01-11 |
| 9 | KGI SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2016-04-07 | 2016-05-15 |
| 10 | Legend Arb Advisors Limited | Rep | Asset management | 2022-02-18 | 2022-10-31 |
| 11 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2005-02-23 | 2006-07-12 |
| 12 | MEGA CAPITAL (ASIA) COMPANY LIMITED | Rep | Advising on corporate finance | 2004-08-05 | Rep | Dealing in securities | 2004-08-05 |
| 13 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2016-09-05 | 2017-01-23 | Rep | Dealing in securities | 2016-09-05 | 2017-01-23 | RO | Advising on securities | 2017-01-23 | 2018-06-15 | RO | Dealing in securities | 2017-01-23 | 2018-06-15 |
| 14 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-06-17 | 2010-02-19 |
| 15 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-12-03 | 2011-07-19 | Rep | Dealing in futures contracts | 2008-06-17 | 2011-07-19 |
| 16 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-04 | 2011-07-19 |
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