Chan, Kevin Evelyn

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHATER CAPITAL ADVISORS (HONG KONG) LIMITED RO Asset management 2010-02-19 2011-01-13
2 Citigroup Global Markets Asia Limited Rep Dealing in securities 2004-01-19 2005-06-07
Rep Advising on securities 2004-02-04 2005-06-07
3 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in futures contracts 2004-02-04 2005-06-07
4 GAM HONG KONG LIMITED Rep Asset management 2012-05-04 2013-05-22
Rep Advising on securities 2012-05-04 2015-07-06
RO Asset management 2013-05-22 2015-07-06
5 MACQUARIE CAPITAL LIMITED Rep Automated trading services 2003-05-28 2004-01-12
Rep Dealing in securities 2003-05-28 2004-01-12
6 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED Rep Asset management 2007-06-04 2007-07-25

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