Chan, Wai Loi 陳慧娜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2005-03-03 | 2009-06-17 |
| 2 | LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2011-09-06 | 2012-08-08 |
| 3 | Quam Securities Limited | Rep | Advising on securities | 2013-02-04 | 2015-09-01 | Rep | Asset management | 2013-02-04 | 2015-09-01 | Rep | Dealing in securities | 2013-02-04 | 2015-09-01 |
| 4 | T G HOLBORN (HK) LIMITED | Rep | Advising on securities | 2003-07-11 | 2005-02-15 |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on securities | 2009-06-23 | 2011-05-02 | Rep | Dealing in securities | 2009-07-28 | 2011-05-02 |
| 6 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-11-20 | 2019-05-07 |
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