So, Petrina Pui Yan 蘇佩恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2005-08-18 | 2008-08-08 |
| 2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2007-06-07 | 2008-08-08 |
| 3 | MF Securities Hong Kong Limited | Rep | Advising on securities | 2010-03-19 | 2010-07-12 |
| 4 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2010-10-08 | 2011-04-29 |
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