Lau, Hok Sum (SFC:ADV455) 劉學森
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SHANGGU ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2017-09-01 | 2018-02-13 | Rep | Asset management | 2017-09-01 | 2018-02-13 | Rep | Dealing in securities | 2017-09-01 | 2018-02-13 |
| 2 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2017-07-14 | 2017-08-26 | Rep | Asset management | 2017-07-14 | 2017-08-26 | Rep | Dealing in securities | 2017-07-14 | 2017-08-26 |
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