Chan, Chi Pang (SFC:AQI127) 陳志鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Asset Management Limited | Rep | Asset management | 2021-10-12 | 2021-11-09 | Rep | Dealing in securities | 2021-10-12 | 2021-11-09 | Rep | Advising on securities | 2021-11-04 | 2021-11-09 |
| 2 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2008-01-21 | 2008-07-03 | Rep | Dealing in securities | 2008-01-21 | 2008-07-03 |
| 3 | GF International Investment Management Limited | Rep | Asset management | 2019-04-29 | 2021-08-31 | Rep | Dealing in securities | 2019-10-16 | 2021-08-31 |
| 4 | Sumitomo Mitsui Trust (Hong Kong) Limited | Rep | Advising on securities | 2021-12-13 | 2022-05-05 | Rep | Asset management | 2021-12-13 | 2022-05-05 | Rep | Dealing in securities | 2021-12-13 | 2022-05-05 | RO | Advising on securities | 2022-05-05 | RO | Asset management | 2022-05-05 | RO | Dealing in securities | 2022-05-05 |
| 5 | TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2014-10-21 | 2019-03-29 | Rep | Asset management | 2014-10-21 | 2019-03-29 |
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