Ning, Richard
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-09-17 | 2011-03-25 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2010-09-17 | 2011-03-25 |
| 3 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-10-29 | 2010-08-16 |
| 4 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-10-29 | 2010-08-16 |
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