Wu, Huatao 吳華桃
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2023-02-22 | |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-02-22 | |
| 3 | Future Securities Limited (HK) | Rep | Dealing in futures contracts | 2018-06-28 | 2019-06-27 | Rep | Dealing in securities | 2018-06-28 | 2019-06-27 | Rep | Dealing in futures contracts | 2022-05-13 | 2022-07-25 | Rep | Advising on futures contracts | 2022-05-13 | 2023-01-10 | Rep | Advising on securities | 2022-05-13 | 2023-01-10 | Rep | Asset management | 2022-05-13 | 2023-01-10 | Rep | Dealing in securities | 2022-05-13 | 2023-01-10 | RO | Dealing in futures contracts | 2022-07-25 | 2023-01-10 |
| 4 | Huatai (Hong Kong) Futures Limited | Rep | Dealing in futures contracts | 2019-07-10 | 2022-04-30 |
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