Phua, Victor Chen Ee
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2014-07-11 | 2017-07-28 | Rep | Dealing in securities | 2014-07-11 | 2017-07-28 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2017-09-18 | 2018-12-03 | Rep | Dealing in securities | 2017-09-18 | 2018-12-03 | RO | Automated trading services | 2018-12-03 | 2019-08-30 | RO | Dealing in futures contracts | 2018-12-03 | 2019-08-30 | RO | Dealing in securities | 2018-12-03 | 2019-08-30 |
| 3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2012-03-12 | 2013-07-24 | Rep | Dealing in securities | 2012-03-12 | 2014-05-13 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2012-03-12 | 2014-05-13 | Rep | Dealing in securities | 2012-03-12 | 2014-05-13 | Rep | Automated trading services | 2013-07-24 | 2014-05-13 |
| 5 | Schonfeld Strategic Advisors (Hong Kong) Limited | Rep | Asset management | 2019-11-08 |
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