Lui, Kevin Kei Tung 呂紀東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2015-08-07 | 2016-06-21 | Rep | Dealing in securities | 2015-08-07 | 2016-06-21 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2012-12-03 | 2015-07-02 | Rep | Dealing in futures contracts | 2013-05-31 | 2015-07-02 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2012-12-03 | 2013-08-31 | Rep | Dealing in securities | 2012-12-03 | 2013-08-31 |
| 4 | DWS Investments Hong Kong Limited | Rep | Dealing in futures contracts | 2016-07-18 | 2018-02-14 | Rep | Dealing in securities | 2016-07-18 | 2018-02-14 | RO | Dealing in futures contracts | 2018-02-14 | RO | Dealing in securities | 2018-02-14 |
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