Au, Kin Yu 區健余
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AUGUSTINE ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2018-01-22 | 2024-02-05 | RO | Asset management | 2018-01-22 | 2024-02-05 |
| 2 | AUGUSTINE SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2018-08-13 | 2024-02-05 |
| 3 | KOG FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2013-08-05 | 2013-10-24 |
| 4 | Quam Securities Limited | Rep | Dealing in securities | 2013-11-18 | 2016-08-30 | Rep | Asset management | 2013-11-18 | 2016-11-07 | Rep | Dealing in futures contracts | 2013-11-18 | 2017-08-31 | RO | Dealing in securities | 2016-08-30 | 2017-08-31 | RO | Asset management | 2016-11-07 | 2017-08-31 |
| 5 | ZMF Asset Management Limited | Rep | Asset management | 2013-05-27 | 2013-10-24 |
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