Liao, You 廖優
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-09-08 | 2019-12-12 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2014-04-25 | 2015-06-15 | RO | Dealing in securities | 2015-06-15 | 2016-02-18 | Rep | Dealing in securities | 2016-02-18 | 2016-07-13 | RO | Dealing in securities | 2016-07-13 | 2022-07-01 | RO | Advising on securities | 2021-12-13 | 2022-07-01 |
| 3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-09-08 | 2022-07-01 |
| 4 | Petrus Asset Management Limited | RO | Advising on securities | 2023-12-20 | RO | Asset management | 2023-12-20 |
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