Pu, Frank Chang 普傳義
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2019-09-09 | 2021-03-11 | Rep | Dealing in securities | 2019-09-09 | 2021-03-11 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2021-11-03 | Rep | Advising on securities | 2021-11-03 | Rep | Dealing in securities | 2021-11-03 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2021-11-03 | 2024-02-26 | Rep | Advising on securities | 2021-11-03 | 2024-02-26 | Rep | Dealing in securities | 2021-11-03 | 2024-02-26 |
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