Lai, Kwok Kei 黎國基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | M SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2016-04-01 | 2019-08-31 |
| 2 | Pando Finance Limited | Rep | Asset management | 2023-09-05 | Rep | Advising on securities | 2023-09-05 | 2023-10-18 | Rep | Dealing in securities | 2023-09-05 | 2023-10-18 | RO | Advising on securities | 2023-10-18 | RO | Dealing in securities | 2023-10-18 |
| 3 | UPMAX SECURITIES LIMITED | Rep | Dealing in securities | 2019-09-18 | 2020-05-12 | RO | Dealing in securities | 2020-05-12 | 2023-07-31 | Rep | Asset management | 2021-09-03 | 2023-07-31 |
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