Goldberg, Brian Howard
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2014-07-28 | 2015-03-10 | Rep | Dealing in futures contracts | 2014-07-28 | 2015-03-10 | Rep | Dealing in securities | 2014-07-28 | 2015-03-10 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2005-09-06 | 2008-10-11 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2009-01-19 | 2013-04-03 | Rep | Dealing in securities | 2009-01-19 | 2013-04-03 |
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