Tsui, Kin Wing 崔健榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-08-03 | 2009-08-03 | RO | Advising on corporate finance | 2009-08-03 | 2011-02-28 | RO | Dealing in securities | 2009-10-05 | 2011-02-28 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Advising on corporate finance | 2004-12-10 | RO | Advising on securities | 2004-12-10 |
| 3 | Fubon Capital (HK) Limited | Rep | Advising on corporate finance | 2007-03-26 | 2007-04-17 | Rep | Advising on securities | 2007-03-26 | 2007-04-17 | Rep | Dealing in securities | 2007-03-26 | 2007-04-17 | RO | Advising on corporate finance | 2007-04-17 | 2008-07-19 | RO | Advising on securities | 2007-04-17 | 2008-07-19 | RO | Dealing in securities | 2007-04-17 | 2008-07-19 |
| 4 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2011-04-04 | 2011-04-12 | Rep | Dealing in securities | 2011-04-04 | 2011-04-12 | RO | Advising on corporate finance | 2011-04-12 | 2013-09-13 | RO | Dealing in securities | 2011-04-12 | 2013-09-13 |
| 5 | SINOPAC FUTURES (ASIA) LIMITED | RO | Dealing in futures contracts | 2005-06-13 | 2007-02-22 | Rep | Advising on futures contracts | 2005-09-29 | 2005-10-18 | RO | Advising on futures contracts | 2005-10-18 | 2007-02-22 |
| 6 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-12-29 | 2005-06-13 | RO | Advising on corporate finance | 2005-06-13 | 2007-02-22 | RO | Dealing in securities | 2005-06-13 | 2007-02-22 | Rep | Advising on securities | 2005-09-29 | 2005-10-18 | RO | Advising on securities | 2005-10-18 | 2007-02-22 |
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