Leung, Catherine Ching Wan 梁靜筠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alex KY Wong Asset Management Company Limited | RO | Advising on securities | 2022-06-15 | RO | Asset management | 2022-06-15 |
| 2 | Alpha Financial Group Limited | Rep | Dealing in securities | 2007-01-08 | 2019-08-30 |
| 3 | AMPLE CAPITAL LIMITED | Rep | Asset management | 2007-01-08 | 2018-11-15 | RO | Asset management | 2018-11-15 | 2022-03-28 | RO | Advising on securities | 2020-05-22 | 2022-03-28 |
| 4 | CHINA RICH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2003-11-27 | 2005-06-06 |
| 5 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Asset management | 2005-06-08 | 2006-12-29 |
| 6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-06-08 | 2006-12-29 |
| 7 | WINGS SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-11-27 | 2005-06-06 |
| 8 | Yunfeng Financial Markets Limited | Rep | Advising on corporate finance | 2003-11-10 | Rep | Advising on securities | 2003-11-10 | Rep | Asset management | 2003-11-10 | Rep | Automated trading services | 2003-11-10 | Rep | Dealing in securities | 2003-11-10 |
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