Gelber, Randy Scott (SFC:ACR602)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2010-08-12 | 2014-06-30 | Rep | Advising on securities | 2010-08-12 | 2014-06-30 | Rep | Dealing in securities | 2010-08-12 | 2014-06-30 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2009-02-19 | 2010-05-04 | Rep | Advising on securities | 2009-02-19 | 2010-05-04 | Rep | Dealing in securities | 2009-02-19 | 2010-05-04 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2009-02-19 | 2010-05-04 | Rep | Advising on securities | 2009-02-19 | 2010-05-04 | Rep | Dealing in securities | 2009-02-19 | 2010-05-04 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2017-04-18 | 2019-03-26 |
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