Carreon, Rowena Tan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2011-08-09 | 2014-12-31 | Rep | Asset management | 2011-08-09 | 2014-12-31 | Rep | Dealing in securities | 2011-08-09 | 2014-12-31 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2012-11-28 | 2014-12-31 | Rep | Asset management | 2012-11-28 | 2014-12-31 | Rep | Dealing in securities | 2012-11-28 | 2014-12-31 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2007-09-27 | 2008-09-29 | Rep | Dealing in securities | 2007-09-27 | 2008-09-29 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-10 | 2011-06-17 | Rep | Dealing in securities | 2008-10-10 | 2011-06-17 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy