Kwok, Chung Ho 郭仲豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADVENT CORPORATE FINANCE LIMITED (GBEN) | Rep | Advising on corporate finance | 2022-09-01 | 2022-10-21 | RO | Advising on corporate finance | 2022-10-21 |
| 2 | CELESTIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-06-01 | 2012-02-08 | Rep | Dealing in securities | 2011-06-01 | 2012-02-08 |
| 3 | Glory Sun Securities Limited | Rep | Advising on corporate finance | 2019-03-19 | 2019-04-16 | RO | Advising on corporate finance | 2019-04-16 | 2022-08-05 |
| 4 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-03-29 | 2017-02-24 |
| 5 | HUABANG CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2017-03-28 | 2017-06-05 | RO | Advising on corporate finance | 2017-06-05 | 2019-02-09 |
| 6 | Optima Capital Limited | Rep | Advising on corporate finance | 2007-07-03 | 2011-05-24 | Rep | Advising on securities | 2007-11-21 | 2010-03-31 | Rep | Dealing in securities | 2007-11-21 | 2011-05-24 |
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