Wong, Clara Ho Yi 黃皓怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 3V Capital Limited | Rep | Dealing in securities | 2010-04-08 | 2013-06-30 |
| 2 | Beevest Securities Limited | Rep | Advising on corporate finance | 2003-06-16 | Rep | Advising on securities | 2003-06-16 | Rep | Asset management | 2003-06-16 | Rep | Dealing in securities | 2004-09-10 |
| 3 | China Vered Securities Limited | Rep | Dealing in securities | 2014-04-17 | 2014-07-02 |
| 4 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2005-04-12 | 2009-09-14 |
| 5 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2007-09-17 | 2009-09-14 |
| 6 | Essence Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-10-12 | 2023-01-01 |
| 7 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-07-14 | 2023-01-01 |
| 8 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in futures contracts | 2009-09-22 | 2010-03-22 | Rep | Dealing in securities | 2009-09-22 | 2010-03-22 |
| 9 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-09-10 | 2005-04-12 |
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