Chan, Chun Chung (SFC:AEQ936) 陳振聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2016-01-06 | 2016-09-30 | Rep | Dealing in futures contracts | 2016-01-06 | 2016-09-30 | Rep | Dealing in securities | 2016-01-06 | 2016-09-30 | Rep | Dealing in futures contracts | 2023-06-14 | Rep | Dealing in securities | 2023-06-14 |
| 2 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2016-11-02 | 2017-12-22 | RO | Dealing in futures contracts | 2017-12-22 | 2018-07-20 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2016-11-02 | 2017-12-22 | Rep | Advising on securities | 2016-11-02 | 2018-07-20 | Rep | Dealing in futures contracts | 2017-09-21 | 2017-12-22 | RO | Dealing in futures contracts | 2017-12-22 | 2018-07-20 | RO | Dealing in securities | 2017-12-22 | 2018-07-20 |
| 4 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-11-20 | 2015-01-12 |
| 5 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2006-05-15 | 2015-01-12 | RO | Dealing in futures contracts | 2007-10-10 | 2015-01-12 |
| 6 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-11-15 | 2019-01-16 | RO | Dealing in futures contracts | 2019-01-16 | 2022-03-09 |
| 7 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-11-15 | 2019-01-16 | Rep | Advising on securities | 2018-11-15 | 2022-03-09 | RO | Dealing in securities | 2019-01-16 | 2022-03-09 | RO | Dealing in futures contracts | 2021-04-09 | 2022-03-09 |
| 8 | HUNG SING FUTURES LIMITED | Rep | Advising on futures contracts | 2003-08-28 | Rep | Asset management | 2003-08-28 | Rep | Dealing in futures contracts | 2006-04-30 |
| 9 | HUNG SING SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-08-28 | Rep | Advising on securities | 2003-08-28 | Rep | Asset management | 2003-08-28 | Rep | Dealing in securities | 2006-04-30 |
| 10 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2006-05-15 | 2010-11-20 |
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