Lee, Yick Ming 李易明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Automated trading services | 2004-03-02 | Rep | Advising on futures contracts | 2004-03-15 | Rep | Asset management | 2004-03-15 | Rep | Dealing in futures contracts | 2009-05-04 |
| 2 | CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2004-03-15 | |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-02-19 | Rep | Advising on securities | 2004-02-19 | Rep | Asset management | 2004-02-19 | Rep | Automated trading services | 2004-02-19 | Rep | Dealing in securities | 2009-05-04 | Rep | Leveraged foreign exchange trading | 2004-04-15 | 2009-05-04 |
| 4 | ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-05-13 | 2013-02-07 |
| 5 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2009-05-13 | 2013-02-07 |
| 6 | GRANSING SECURITIES CO., LIMITED | Rep | Dealing in securities | 2014-03-26 | 2019-08-15 | Rep | Advising on securities | 2016-06-14 | 2019-08-15 | Rep | Asset management | 2016-06-14 | 2019-08-15 |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-02-19 | 2014-03-11 |
| 8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-02-19 | 2014-03-11 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy