Chiu, Yat Sha 趙一沙

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA MERCHANTS FUTURES (HK) CO., LIMITED Rep Dealing in futures contracts 2021-04-01
2 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Rep Dealing in securities 2021-04-01
3 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2008-04-15 2021-03-23
4 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2007-05-14 2021-03-23
5 NATIONAL RESOURCES SECURITIES LIMITED Rep Dealing in securities 2006-11-03 2007-05-01

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