Law, Wiggham Wing Hang 羅永珩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2014-01-07 | 2014-11-26 | Rep | Dealing in futures contracts | 2014-01-07 | 2017-04-07 | Rep | Dealing in securities | 2014-01-07 | 2017-04-07 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2007-02-06 | 2008-05-26 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-10-24 | 2008-05-26 |
| 4 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2008-10-16 | 2013-12-06 |
| 5 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-06-26 | 2013-12-06 |
| 6 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-06-26 | 2013-12-06 |
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