Tye, Beng Lee 戴明理
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GPB Financial Services Hong Kong Limited | Rep | Advising on securities | 2016-05-13 | Rep | Dealing in securities | 2016-05-13 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2005-01-25 | Rep | Advising on corporate finance | 2005-03-23 | Rep | Advising on securities | 2005-03-23 | Rep | Automated trading services | 2005-03-23 | Rep | Dealing in securities | 2012-01-11 | Rep | Advising on corporate finance | 2010-09-29 | 2012-01-11 | Rep | Advising on securities | 2010-09-29 | 2012-01-11 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-05-19 | 2012-01-11 | Rep | Dealing in futures contracts | 2010-08-20 | 2010-09-24 | Rep | Advising on corporate finance | 2010-09-29 | 2012-01-11 | Rep | Advising on securities | 2010-09-29 | 2012-01-11 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-03-20 | 2010-08-20 |
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