James, Christopher Andrew (SFC:AXC903)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2014-06-16 | 2019-09-12 | Rep | Dealing in securities | 2014-06-16 | 2019-09-12 |
| 2 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2011-04-08 | 2013-07-24 | Rep | Dealing in securities | 2011-04-08 | 2014-03-17 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-04-08 | 2014-03-17 | Rep | Dealing in securities | 2011-04-08 | 2014-03-17 | Rep | Automated trading services | 2013-07-24 | 2014-03-17 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy