Prakash, Tapan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2012-06-27 | 2014-08-01 | Rep | Dealing in securities | 2012-06-27 | 2014-08-01 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-07-09 | 2012-05-14 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2019-08-21 | 2021-03-17 | Rep | Dealing in securities | 2019-08-21 | 2021-03-17 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2019-08-21 | 2021-03-17 | Rep | Dealing in securities | 2019-08-21 | 2021-03-17 |
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