Wong, Yiu Man (SFC:ADA634) 黃耀民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHAOSHANG ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2021-11-12 | 2022-09-30 | RO | Asset management | 2022-02-08 | 2022-09-30 |
| 2 | ChaoShang Securities Limited | Rep | Dealing in securities | 2021-07-23 | 2021-08-31 | RO | Dealing in securities | 2021-08-31 | 2022-09-30 |
| 3 | Green Harmony Securities Limited | RO | Advising on securities | 2019-07-03 | 2020-03-20 | RO | Dealing in securities | 2019-07-03 | 2020-03-20 |
| 4 | Hong Kong Top Grade Asset Management Company Limited | Rep | Advising on securities | 2022-11-07 | 2022-12-01 | Rep | Asset management | 2022-11-07 | 2022-12-01 | Rep | Dealing in securities | 2022-11-07 | 2022-12-01 |
| 5 | MIB FINANCE (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-06-30 | Rep | Advising on securities | 2003-06-30 | Rep | Asset management | 2003-06-30 | Rep | Dealing in securities | 2003-06-30 |
| 6 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-06-30 | Rep | Advising on securities | 2003-06-30 | Rep | Asset management | 2003-06-30 | Rep | Dealing in securities | 2004-02-18 |
| 7 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-12-27 | 2018-08-01 | RO | Dealing in securities | 2018-08-01 | 2019-05-31 | RO | Dealing in securities | 2020-04-01 | 2021-06-09 |
| 8 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2017-07-25 | 2017-12-08 | Rep | Dealing in futures contracts | 2017-07-28 | 2017-12-08 |
| 9 | Success Securities Limited | Rep | Dealing in securities | 2010-09-29 | 2017-06-30 |
| 10 | Yuan Tong Global Asset Management Limited | RO | Asset management | 2023-03-29 | 2024-01-05 |
| 11 | Yuan Tong Global Securities Limited | RO | Advising on securities | 2023-03-29 | 2024-01-05 | RO | Dealing in securities | 2023-03-29 | 2024-01-05 |
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