Lee, Hon Kit (SFC:ADO606) 李漢傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Hong Kong Limited | Rep | Advising on securities | 2003-06-16 | 2005-08-03 | Rep | Dealing in securities | 2005-04-08 | 2007-06-15 | Rep | Advising on securities | 2006-04-12 | 2007-06-15 | RO | Advising on securities | 2007-06-15 | 2007-12-08 | RO | Asset management | 2007-06-15 | 2007-12-08 | RO | Dealing in securities | 2007-06-15 | 2007-12-08 |
| 2 | BEA Union Investment Management Limited | Rep | Advising on securities | 2012-02-09 | 2012-07-31 | Rep | Asset management | 2012-02-09 | 2012-07-31 | Rep | Dealing in securities | 2012-02-09 | 2012-07-31 | RO | Advising on securities | 2012-07-31 | 2021-09-17 | RO | Asset management | 2012-07-31 | 2021-09-17 | RO | Dealing in securities | 2012-07-31 | 2021-09-17 |
| 3 | Janus Henderson Investors Hong Kong Limited | Rep | Advising on corporate finance | 2003-05-05 | Rep | Advising on securities | 2003-05-05 | Rep | Asset management | 2003-05-05 | Rep | Dealing in securities | 2003-05-05 |
| 4 | Raffles Assets Management (HK) Co. Limited | Rep | Asset management | 2022-03-24 | 2022-06-10 |
| 5 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2008-01-28 | 2008-06-17 | Rep | Asset management | 2008-01-28 | 2008-06-17 | RO | Advising on securities | 2008-06-17 | 2011-11-11 | RO | Asset management | 2008-06-17 | 2011-11-11 |
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