Leung, Kevin Koon Yip 梁冠業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2006-01-23 | 2008-04-29 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2009-08-24 | 2010-07-30 |
| 3 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2008-06-30 | 2010-07-30 |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-09-04 | 2014-04-28 |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2015-12-23 | 2020-12-23 | Rep | Dealing in futures contracts | 2015-12-23 | 2020-12-23 |
| 6 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2014-05-16 | 2015-12-01 |
| 7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2015-12-01 | 2020-12-23 | Rep | Dealing in securities | 2015-12-01 | 2020-12-23 |
| 8 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2010-08-30 | 2012-02-07 |
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