Ng, Wing Hoi 吳泳愷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Avantua Capital Management Limited | Rep | Advising on securities | 2021-07-19 | 2021-11-09 | Rep | Asset management | 2021-07-19 | 2021-11-09 | RO | Advising on securities | 2021-11-09 | RO | Asset management | 2021-11-09 | RO | Dealing in securities | 2024-04-16 |
| 2 | MFG Limited (HK) | Rep | Dealing in futures contracts | 2012-07-17 | 2013-05-13 | Rep | Dealing in securities | 2012-07-17 | 2013-05-13 |
| 3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-05-20 | 2018-10-31 |
| 4 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-05-20 | 2018-10-31 |
| 5 | uSmart Securities Limited | Rep | Dealing in securities | 2019-04-16 | 2020-08-06 | RO | Dealing in securities | 2020-08-06 | 2021-06-29 | Rep | Advising on securities | 2020-11-13 | 2021-06-29 | Rep | Asset management | 2020-11-13 | 2021-06-29 |
| 6 | WIN WONG SECURITIES LIMITED | Rep | Dealing in securities | 2009-03-09 | 2012-07-01 |
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