Yan, Chi Kwan 顏志軍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Advising on securities | 2006-03-21 | 2007-05-01 | Rep | Dealing in securities | 2006-03-21 | 2007-05-01 | Rep | Asset management | 2006-03-23 | 2007-05-01 |
| 2 | CMBC ASSET MANAGEMENT COMPANY LIMITED | RO | Asset management | 2017-12-21 | 2018-04-25 |
| 3 | CMBC International Securities Limited | RO | Advising on securities | 2016-11-30 | 2018-04-25 | RO | Dealing in securities | 2016-11-30 | 2018-04-25 |
| 4 | GF Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2010-06-29 | 2010-07-01 | Rep | Asset management | 2010-06-29 | 2010-07-01 |
| 5 | GIP Partners Limited | RO | Advising on securities | 2009-01-16 | 2009-12-10 | RO | Asset management | 2009-01-16 | 2009-12-10 |
| 6 | Guo Tong Capital Management Company Limited | Rep | Advising on securities | 2010-12-01 | 2011-10-31 | Rep | Asset management | 2010-12-01 | 2011-10-31 |
| 7 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on corporate finance | 2004-08-09 | Rep | Asset management | 2004-08-09 | Rep | Advising on securities | 2004-09-09 |
| 8 | Legg Mason International Equities (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-08-09 | Rep | Asset management | 2004-08-09 | Rep | Advising on securities | 2004-09-09 | Rep | Dealing in securities | 2004-09-09 |
| 9 | Quam Asset Management Limited (b1983-06-28) | Rep | Advising on securities | 2018-06-04 | 2018-08-31 | Rep | Asset management | 2018-06-04 | 2018-08-31 | RO | Advising on securities | 2018-08-31 | RO | Asset management | 2018-08-31 | RO | Dealing in securities | 2020-02-25 |
| 10 | Quam Securities Limited | Rep | Dealing in securities | 2018-08-17 | 2018-11-27 | RO | Dealing in securities | 2018-11-27 |
| 11 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2011-11-30 | 2012-02-03 | Rep | Asset management | 2011-11-30 | 2012-02-03 | RO | Advising on securities | 2012-02-03 | 2013-11-22 | RO | Asset management | 2012-02-03 | 2013-11-22 |
| 12 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-01-17 | 2012-09-14 | RO | Dealing in securities | 2012-09-14 | 2013-11-22 |
| 13 | Superfund Financial (Hong Kong) Limited | Rep | Advising on securities | 2005-02-18 | 2006-02-15 | Rep | Dealing in securities | 2005-02-18 | 2006-02-15 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy