Tse, Tak Wah 謝德華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ARGYLE STREET MANAGEMENT LIMITED | Rep | Asset management | 2004-12-07 | 2006-05-03 | Rep | Advising on securities | 2004-12-07 | 2007-11-28 | RO | Asset management | 2006-05-03 | 2007-11-28 |
| 2 | DAIWA ASSET MANAGEMENT (H.K.) LIMITED | Rep | Advising on securities | 2007-12-05 | 2008-04-09 | Rep | Asset management | 2007-12-05 | 2008-04-09 | RO | Advising on securities | 2008-04-09 | 2021-02-11 | RO | Asset management | 2008-04-09 | 2021-02-11 |
| 3 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2021-08-19 | Rep | Asset management | 2021-08-19 | Rep | Dealing in securities | 2021-09-06 |
| 4 | ICEA CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-06-06 | 2004-10-04 |
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