Gray, Simon Francis
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-05-21 | 2009-04-16 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-05-21 | 2009-04-16 |
| 3 | Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2009-07-20 | 2010-06-12 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2009-07-20 | 2010-06-12 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-10-26 | 2008-02-05 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2006-10-26 | 2008-02-05 |
| 7 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-10-26 | 2008-02-05 |
| 8 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2008-05-21 | 2009-04-16 |
| 9 | Qantex Capital Markets Limited | Rep | Dealing in futures contracts | 2010-09-02 | 2012-03-30 | RO | Dealing in futures contracts | 2012-03-30 | RO | Dealing in securities | 2012-06-08 |
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