Hu, Ka Lam 胡嘉林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCHK Asset Management Limited | RO | Advising on securities | 2010-12-15 | 2014-04-03 | RO | Asset management | 2010-12-15 | 2014-04-03 | RO | Dealing in securities | 2010-12-15 | 2014-04-03 |
2 | First Sentier Investors (Hong Kong) Limited | Rep | Advising on securities | 2006-07-10 | 2006-09-01 | Rep | Asset management | 2006-07-10 | 2006-09-01 | RO | Advising on securities | 2006-09-01 | 2008-12-09 | RO | Asset management | 2006-09-01 | 2008-12-09 | RO | Dealing in securities | 2006-09-01 | 2008-12-09 |
3 | FIRST STATE (HONG KONG) LLC | Rep | Advising on securities | 2006-07-10 | 2006-09-01 | Rep | Asset management | 2006-07-10 | 2006-09-01 | RO | Advising on securities | 2006-09-01 | 2007-07-05 | RO | Asset management | 2006-09-01 | 2008-04-01 |
4 | Income Partners Asset Management (HK) Limited | Rep | Advising on corporate finance | 2005-06-17 | Rep | Advising on securities | 2006-06-23 | Rep | Asset management | 2006-06-23 | RO | Advising on corporate finance | 2005-06-17 | 2006-06-23 |
5 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2014-04-15 | 2019-11-12 |
6 | INVESCO HONG KONG LIMITED | Rep | Advising on securities | 2014-04-15 | 2017-12-27 | Rep | Asset management | 2014-04-15 | 2017-12-27 | Rep | Dealing in securities | 2014-04-15 | 2017-12-27 | RO | Advising on securities | 2017-12-27 | 2019-11-12 | RO | Asset management | 2017-12-27 | 2019-11-12 | RO | Dealing in securities | 2017-12-27 | 2019-11-12 |
7 | VMS Asset Management Limited | RO | Asset management | 2021-03-11 | 2021-06-09 |
8 | VMS Securities Limited | Rep | Dealing in securities | 2021-03-11 | 2021-06-09 |
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