Joshi, Niteesh
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2018-04-03 | 2018-07-19 |
| 2 | Cowell & Lee Capital Management Limited | Rep | Advising on securities | 2008-12-12 | 2012-06-01 | Rep | Asset management | 2008-12-12 | 2012-06-01 | Rep | Advising on securities | 2018-11-16 | 2020-06-09 | Rep | Asset management | 2018-11-16 | 2020-06-09 | RO | Advising on securities | 2020-06-09 | 2021-07-30 | RO | Asset management | 2020-06-09 | 2021-07-30 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-04-26 | 2008-07-01 | Rep | Dealing in securities | 2007-04-26 | 2008-07-01 |
| 4 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2021-08-24 |
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