Zheng, Xiaotian 鄭嘯天
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-03-21 | 2020-07-03 | Rep | Advising on securities | 2018-03-21 | 2020-07-03 | Rep | Dealing in securities | 2018-03-21 | 2020-07-03 |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2015-06-09 | 2018-02-06 | Rep | Advising on securities | 2015-06-09 | 2018-02-06 | Rep | Dealing in securities | 2015-06-09 | 2018-02-06 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2020-08-21 | 2022-12-22 | Rep | Advising on securities | 2020-08-21 | 2022-12-22 | Rep | Dealing in securities | 2020-08-21 | 2022-12-22 | RO | Advising on corporate finance | 2022-12-22 | RO | Advising on securities | 2022-12-22 | RO | Dealing in securities | 2022-12-22 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2020-08-21 | 2024-03-04 | Rep | Advising on securities | 2020-08-21 | 2024-03-04 | Rep | Dealing in securities | 2020-08-21 | 2024-03-04 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2012-09-17 | 2013-10-26 | Rep | Advising on securities | 2012-09-17 | 2013-10-26 | Rep | Dealing in securities | 2012-09-17 | 2013-10-26 |
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