Chen, Pei Jie 陳佩婕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEB International Asset Management Corporation Limited | Rep | Advising on securities | 2023-03-20 | 2023-05-01 | Rep | Asset management | 2023-03-20 | 2023-05-01 | Rep | Dealing in securities | 2023-03-20 | 2023-05-01 |
| 2 | CEB International Capital Corporation Limited | Rep | Advising on corporate finance | 2022-06-09 | 2023-03-01 | Rep | Advising on securities | 2022-06-09 | 2023-03-01 | Rep | Dealing in securities | 2022-06-09 | 2023-03-01 | Rep | Advising on corporate finance | 2023-05-16 | Rep | Advising on securities | 2023-05-16 | Rep | Dealing in securities | 2023-05-16 |
| 3 | Soochow Securities International Asset Management Limited | Rep | Advising on securities | 2019-03-13 | 2019-04-24 | Rep | Asset management | 2019-03-13 | 2019-04-24 |
| 4 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2019-06-11 | 2022-05-19 |
| 5 | Soochow Securities International Capital Limited | Rep | Advising on corporate finance | 2019-06-11 | 2022-05-19 |
| 6 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-11-15 | 2019-01-21 |
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