Choi, Jae Seon
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Houlihan Lokey (China) Limited | Rep | Advising on corporate finance | 2015-12-07 | 2016-08-18 | Rep | Advising on securities | 2015-12-07 | 2016-08-18 | Rep | Dealing in securities | 2015-12-07 | 2016-08-18 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2016-10-04 | 2019-09-24 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2016-10-04 | 2016-10-25 | Rep | Dealing in futures contracts | 2016-10-04 | 2019-09-24 |
| 4 | SC Lowy Asset Management (HK) Limited | Rep | Asset management | 2024-01-24 | |
| 5 | SC Lowy Financial (HK) Limited | Rep | Dealing in securities | 2020-02-18 |
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