Gao, Yu (SFC:AGK819) 高煜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2003-10-10 | Rep | Asset management | 2003-10-10 | Rep | Automated trading services | 2003-10-10 | Rep | Advising on corporate finance | 2005-08-15 | Rep | Dealing in securities | 2005-08-15 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-17 | 2005-08-15 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2005-08-15 | 2022-07-05 | Rep | Asset management | 2009-08-12 | 2022-07-05 | Rep | Advising on securities | 2016-04-19 | 2022-07-05 |
| 4 | VisionStone Investment Management (Hong Kong) Co., Limited | RO | Advising on securities | 2024-01-04 | RO | Asset management | 2024-01-04 | RO | Dealing in securities | 2024-01-04 |
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