Siu, Hiu Wang 蕭曉泓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2010-06-24 | 2011-11-18 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-04-24 | 2017-07-26 | Rep | Advising on securities | 2015-04-24 | 2017-07-26 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2015-04-24 | 2017-07-26 |
| 4 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2014-09-11 | 2016-01-01 | Rep | Advising on securities | 2014-09-11 | 2016-01-01 | Rep | Dealing in securities | 2014-09-11 | 2016-01-01 |
| 5 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2017-08-22 | 2021-09-08 | Rep | Dealing in securities | 2017-08-22 | 2021-09-08 | RO | Advising on corporate finance | 2021-09-08 | RO | Dealing in securities | 2021-09-08 |
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