Suen, Ching Yan 孫靖恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2008-02-20 | 2011-11-10 | Rep | Dealing in securities | 2008-03-25 | Rep | Dealing in futures contracts | 2009-03-24 | Rep | Leveraged foreign exchange trading | 2012-07-12 | 2014-11-26 | Rep | Advising on securities | 2020-12-17 |
| 2 | CASH Wealth Management Limited | Rep | Advising on securities | 2005-10-31 | 2006-10-09 |
| 3 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2006-10-24 | 2008-02-12 |
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