Ng, Kin Wah (SFC:AVI806) 吳健華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2012-11-26 | 2016-07-31 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-15 | 2016-07-31 | Rep | Advising on securities | 2016-04-28 | 2016-07-31 |
| 3 | D.J. SECURITIES LIMITED | Rep | Dealing in securities | 2018-10-11 | 2018-12-04 | RO | Dealing in securities | 2018-12-04 | 2021-12-16 |
| 4 | SHUN HENG SECURITIES LIMITED | Rep | Dealing in securities | 2022-02-14 | 2022-03-01 | RO | Dealing in securities | 2022-03-01 | 2023-12-31 |
| 5 | TradeGo Markets Limited | Rep | Dealing in securities | 2024-01-17 | 2024-03-11 | RO | Dealing in securities | 2024-03-11 |
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