Lam, Mau Kit 林茂傑

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED Rep Dealing in futures contracts 2008-03-04 2012-07-20
Rep Leveraged foreign exchange trading 2009-01-29 2012-07-20
2 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Rep Dealing in securities 2008-03-04 2012-07-20
Rep Asset management 2008-03-20 2012-07-20
3 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED Rep Dealing in securities 2015-01-28 2020-03-17
4 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2015-01-28 2020-03-17
5 GT CAPITAL LIMITED Rep Advising on securities 2005-11-15 2006-08-31
Rep Asset management 2005-11-15 2006-08-31
Rep Dealing in securities 2005-12-29 2006-08-31
6 PEGASUS FUND MANAGERS LIMITED Rep Advising on securities 2005-11-07
Rep Asset management 2005-11-07
7 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2007-12-20 2008-02-07
8 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2007-03-26 2008-02-07
9 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED Rep Dealing in futures contracts 2012-07-31 2015-01-14
10 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED Rep Dealing in securities 2012-07-31 2015-01-14
11 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED Rep Dealing in futures contracts 2020-04-06
12 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Rep Dealing in securities 2020-04-06
13 Sinofortune Securities Limited Rep Dealing in securities 2006-09-11 2007-03-17

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