Kong, Weipeng 孔維鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2010-08-11 | 2010-12-01 | Rep | Advising on securities | 2010-08-11 | 2010-12-01 | Rep | Asset management | 2010-08-11 | 2010-12-01 | RO | Advising on securities | 2010-12-01 | 2013-05-15 | RO | Asset management | 2010-12-01 | 2013-05-15 | RO | Advising on futures contracts | 2010-12-01 | 2013-06-11 |
| 2 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2010-08-11 | 2010-12-01 | Rep | Advising on securities | 2010-08-11 | 2010-12-01 | Rep | Asset management | 2010-08-11 | 2010-12-01 | RO | Advising on securities | 2010-12-01 | 2013-05-15 | RO | Asset management | 2010-12-01 | 2013-05-15 | RO | Advising on futures contracts | 2010-12-01 | 2013-06-11 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-06-27 | 2017-02-23 | RO | Dealing in futures contracts | 2017-02-23 | 2019-07-15 | Rep | Dealing in futures contracts | 2019-12-19 | 2020-02-25 | RO | Dealing in futures contracts | 2020-02-25 | 2021-02-26 |
| 4 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2010-08-11 | 2010-12-01 | Rep | Asset management | 2010-08-11 | 2010-12-01 | RO | Advising on securities | 2010-12-01 | 2013-05-15 | RO | Asset management | 2010-12-01 | 2013-05-15 | RO | Advising on securities | 2013-06-11 | 2013-12-24 | RO | Asset management | 2013-06-11 | 2013-12-24 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-06-11 | 2014-05-09 | Rep | Advising on securities | 2014-02-28 | 2017-02-23 | RO | Dealing in securities | 2014-05-09 | 2019-07-15 | RO | Advising on securities | 2017-02-23 | 2019-07-15 | Rep | Advising on securities | 2019-12-19 | 2020-02-25 | Rep | Dealing in securities | 2019-12-19 | 2020-02-25 | RO | Advising on securities | 2020-02-25 | 2021-02-26 | RO | Dealing in securities | 2020-02-25 | 2021-02-26 |
| 6 | Sino-Ocean Investment Management Limited | Rep | Advising on securities | 2021-05-11 | 2021-06-30 | RO | Advising on securities | 2021-06-30 | RO | Asset management | 2021-06-30 |
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