Lee, Hoi Ying 李愷瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | RO | Advising on securities | 2022-07-19 | 2023-06-03 | RO | Asset management | 2022-07-19 | 2023-06-03 |
| 2 | EXCELLENT TIDE SECURITIES LIMITED | RO | Dealing in securities | 2022-07-19 | 2022-09-22 |
| 3 | GIGA (HONG KONG) LIMITED | Rep | Advising on securities | 2023-08-01 | 2023-09-28 | Rep | Asset management | 2023-08-01 | 2023-09-28 | RO | Advising on securities | 2023-09-28 | RO | Asset management | 2023-09-28 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-03-09 | 2017-06-07 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-02-09 | 2017-06-07 |
| 6 | MTF SECURITIES LIMITED | RO | Dealing in securities | 2021-04-07 | 2021-09-30 |
| 7 | Profitech Securities Limited | RO | Dealing in securities | 2019-07-10 | 2020-08-31 |
| 8 | South China Futures Investment Limited | RO | Dealing in futures contracts | 2022-07-19 | 2023-04-26 |
| 9 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-05-04 | 2010-12-31 |
| 10 | WK FUND MANAGEMENT LIMITED | RO | Advising on securities | 2019-01-03 | 2019-06-12 | RO | Asset management | 2019-01-03 | 2019-06-12 |
| 11 | WK SECURITIES LIMITED | RO | Dealing in securities | 2017-10-13 | 2019-06-12 | RO | Advising on securities | 2018-04-03 | 2019-06-12 |
| 12 | ZH SECURITIES LIMITED | Rep | Dealing in securities | 2020-10-20 | 2020-12-07 | RO | Advising on securities | 2020-12-07 | 2021-01-31 | RO | Asset management | 2020-12-07 | 2021-01-31 | RO | Dealing in securities | 2020-12-07 | 2021-01-31 |
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