Fujii, Ken
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2012-10-03 | 2014-08-27 | Rep | Dealing in securities | 2012-10-03 | 2014-08-27 | RO | Dealing in futures contracts | 2014-08-27 | 2014-11-25 | RO | Dealing in securities | 2014-08-27 | 2014-11-25 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2015-03-19 | 2015-11-30 | Rep | Dealing in futures contracts | 2015-03-19 | 2017-03-09 | Rep | Dealing in securities | 2015-03-19 | 2017-03-09 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2009-12-15 | 2012-07-04 | Rep | Advising on securities | 2009-12-15 | 2012-07-04 | Rep | Dealing in futures contracts | 2009-12-15 | 2012-07-04 | Rep | Dealing in securities | 2009-12-15 | 2012-07-04 |
| 4 | Ovata Capital Management Limited | Rep | Asset management | 2018-01-17 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy